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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-06-02 |
| WA | RA | APPROVED | 1995-03-06 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 01/1995 | Present |
OFFICE CLUB. MEDINA, WA 98039. NOT INVESTMENT RELATED. BUSINESS -A NEW BUSINESS MEMBERSHIP WITH MULTIPLE LOCATIONS. TITLE - ADVISORY BOARD MEMBER. START DATE - 07/01/2004. HRS/MONTHS/NONE. DUTIES - DEVELOPMENT OF THE BUSINESS IS ON HOLD. 2)THE OVERLAKE SCHOOL / 20301 NE 108TH ST REDMOND,WA 98053 / EDUCATION / OVERSIGHT OF INVESTMENTS OF SCHOOL ENDOWMENT / / 5-6 MEETINGS A YEAR REVIEWING PORTFOLIO PERFORMANCE AND REPORTING TO THE BOARD / START DATE 8/1/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-09 |
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