Donovan Dale Pfaff

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → Present
  Mass Mutual Life Insurance Company
  Madison, WI
• 11/1998 → Present
  Mml Investors Services, Inc.
  Madison, WI

Other Businesses

(1)NAME:DONOVAN FINANCIAL SERVICES INV REL: Y ADD: 525 JUNCTION ROAD, SUITE 8100 NORTH, MADISON, WI 53717 NATURE: IND LIFE, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES/AGENT START DATE:2000 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: WWW.MYGIFTLIST.COM INV REL: Y ADD: 1101 REDTAIL DRIVE, VERONA, WI 53953 NATURE: CASH INVESTMENT WITH COMPANY IN EXCHANGE FOR MEMBERSHIP INTEREST IN THE COMPANY POSITION: OWNER START DATE: 1999 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SILENT OWNERSHIP

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-01-21
• S63 Uniform Securities Agent State Law Examination
  1999-03-15