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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-10-21 |
Branch Locations
10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2016 | 08/2019 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 05/2016 | 08/2019 |
| Massmutual Life Insurance Company | Wauwatosa | WI | 09/2019 | Present |
| Mml Investors Services, Llc | Wauwatosa | WI | 09/2019 | Present |
Name: BME Enterprises Inv rel: Y Addr: At residential address Nature: Consulting Position: President Start: 10/01/2021 No hrs/mo: 40 No hrs/mo dur trading: 40 Duties: Consult and speak with advisors on how to build and run their businesses/practices.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-30 |
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