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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • GA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

Green Financial Resources, Llc 3700 Crestwood Pkwy Ste 140, Duluth, GA 30096 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Green Financial Resources Duluth GA 01/2003 Present
Cetera Advisors Llc St Cloud MN 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Cetera Advisors Llc St Cloud MN 01/2004 03/2024
  • 01/2003 → Present
    Green Financial Resources
    Duluth, GA
  • 01/2013 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
  • 01/2004 → 03/2024
    Cetera Advisors Llc
    St Cloud, MN
Previous Registrations
  • 2003-04-16 → 2004-01-01
    Ifg Advisory Services Inc
    Duluth, GA
Other Businesses

1) GREEN FINANCIAL RESOURCES, LLC, DBA FOR FIXED INSURANCE AGENT AND SECURITIES BUSINESS, SAME AS OFFICE ADDRESS, OWNER. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2019; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG TERM CARE; 3) GWINNETT TECHNICAL COLLEGE STARTED 5/04,CONTINUING EDUCATION INSTRUCTOR,TEACH GENERIC EDUCTIONAL RETIREMENT PLANNING COURSES AT THE COLLEGE,9HR/MO FOR 9 MONTHS OUT OF THE YEAR, HAVE POTENTIAL SECURITIES OR INSURANCE CUSTOMERS, 5150 SUGARLOAF PKWY, LAWRENCEVILLE, GA 30043 4) NAME OF OTHER BUSINESS: TOUCHING LIVES CHRISTIAN MINISTRY ; INVESTMENT RELATED: NO ADDRESS: 1800 SATELLITE BLVD, DULUTH GA 30301 ; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION ; START DATE: 01/2005 ; POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: HELP BOARD MAKE DECISIONS REGARDING THE MINISTRY ; 5) AUDITORY VERBAL CENTER, INC., NOT INVESTMENT RELATED, 1901 CENTURY BLVD, STE. 20, ATLANTA, GA, NON-PROFIT THAT ASSISTS DEAF CHILDREN IN LEARNING HOW TO SPEAK, 1/01/2016, 1 HOUR PER WEEK - NOT DURING TRADING HOURS, CHAIRMAN OF THE BOARD - VOTING AND FEEDBACK. 7. DAVE RAMSEY FINANCIAL LITERACY PROGRAM, NOT INVESTMENT RELATED, 149 MALLORY LANE, BRENTWOOD, TN, 37027, EDUCATION, STARTED 09/2017, POSITION/TITLE/RELATIONSHIP: SPONSOR, LESS THAN ONE HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDES THE PROGRAM TO LOCAL HIGH SCHOOLS AND PARTICIPATES IN CEREMONY WHEN STUDENTS RECEIVE CERTS FOR COMPLETING THE PROGRAM.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-02-15
  • S63 Uniform Securities Agent State Law Examination
    1988-02-15
Designations

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