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David Charles Betz

American Capital Management, Inc.

New Albany, IN

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Current Employers
American Capital Management, Inc.

4222 Grantline Road, New Albany, IN 47150 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-17
KY RA APPROVED 2024-06-17
  • IN RA
    APPROVED
    Since 2024-06-17
  • KY RA
    APPROVED
    Since 2024-06-17

Branch Locations

4222 Grantline Road, New Albany, IN 47150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 11/2017
Self Employed New Albany IN 11/2017 08/2018
Western Southern Life Louisville KY 08/2018 08/2020
W&S Brokerage Services Cincinnati OH 11/2018 08/2020
Money Concepts Capital Corp Palm Beach Gardens FL 08/2020 04/2024
American Capital Management,Inc. New Albany IN 06/2024 Present
  • 04/2016 → 11/2017
    Kestra Financial Services, Inc.
    Austin, TX
  • 11/2017 → 08/2018
    Self Employed
    New Albany, IN
  • 08/2018 → 08/2020
    Western Southern Life
    Louisville, KY
  • 11/2018 → 08/2020
    W&S Brokerage Services
    Cincinnati, OH
  • 08/2020 → 04/2024
    Money Concepts Capital Corp
    Palm Beach Gardens, FL
  • 06/2024 → Present
    American Capital Management,Inc.
    New Albany, IN
Previous Registrations
  • 2024-03-28 → 2024-04-08
    Money Concepts Capital Corp
    Palm Beach Gardens, FL
    Indianapolis, IN
    New Albany, IN
    New Albany, IN
  • 2020-08-13 → 2024-03-22
    Money Concepts Capital Corp
    Louisville, KY
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    New Albany, IN
    Louisville, KY
  • 2019-11-19 → 2020-08-21
    W&S Brokerage Services, Inc.
    Louisville, KY
  • 2016-04-20 → 2017-11-01
    Kestra Advisory Services, Llc
    New Albany, IN
  • 2011-06-10 → 2016-09-22
    Kestra Investment Services, Llc
    New Albany, IN
    Austin, TX
    Jeffersonville, IN
  • 2009-03-12 → 2010-04-07
    Waddell & Reed
    Louisville, KY
  • 2008-07-18 → 2009-03-04
    Morgan Stanley & Co. Llc
    Louisville, KY
Other Businesses

Silver Valley Financial Group, LLC, Owner. Non-investment related, 1-10% time spent on activity during securities hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-16
S63 Uniform Securities Agent State Law Examination 1988-05-16
  • S65 Uniform Investment Adviser Law Examination
    2008-07-16
  • S63 Uniform Securities Agent State Law Examination
    1988-05-16

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
HORIZON WEALTH MANAGEMENT, LLC
STRATOS WEALTH PARTNERS, LTD
GRADIENT ADVISORS, LLC

Other Investors

David Vaughan Scott
Gloria Jean Bommarrito
Cullen Byrne Ebert
Justin Kepley
Sawyer Gene Lillard
Leah Driver
Michael Anthony Grau
DAVID ROSS KRISTIANSEN

Other Offices

AXIOM FINANCIAL STRATEGIES GROUP, LLC · NEW ALBANY, IN
J.P. MORGAN SECURITIES LLC · NEW ALBANY, IN
EDWARD JONES · NEW ALBANY, IN
WHITESTONE CAPITAL MANAGEMENT LLC · NEW ALBANY, IN
EDWARD JONES · NEW ALBANY, IN
AMERIPRISE FINANCIAL SERVICES, LLC · New Albany, IN
HORIZON WEALTH MANAGEMENT, LLC · NEW ALBANY, IN
STRATOS WEALTH PARTNERS, LTD · New Albany, IN

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