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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

1140 Sheridan Street, Williamsport, PA 17701 • United States

Canton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Williamsport PA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Creative Financial Strategies Williamsport PA 07/2025 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Williamsport, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 07/2025 → Present
    Creative Financial Strategies
    Williamsport, PA
Previous Registrations
  • 2014-01-13 → 2021-06-14
    Towanda, PA
    Vestal, NY
    Williamsport, PA
    Windsor, CT
    Dallas, PA
    Wilkes Barre, PA
    Sugarloaf, PA
    Luzerne, PA
    Wilkes Barre, PA
    Hazleton, PA
    Forty Fort, PA
    Pittston, PA
    Dallas, PA
  • 2012-10-02 → 2013-12-03
    Williamsport, PA
    Williamsport, PA
    Selinsgrove, PA
Other Businesses

1. NAME OF ENTITY: CANTON HIGH SCHOOL; No; 509 E MAIN ST; CANTON; PA; 17724; HIGH SCHOOL BASKETBALL; ASSISTANT BASKETBALL COACH; 11/19/2016; 10; 0; COACH BASKETBALL PRACTICES AND GAMES; 2. NAME OF ENTITY: P.I.A.A.; No; 550 GETTSBURG RD; MECHANICSBURG; PA; 17055; HIGH SCHOOL BASKETBALL; REFEREE; 11/12/2013; 16; 0; REFEREE H.S. BASKETBALL GAMES; 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1720 EAST THIRD ST; WILLIAMSPORT; PA; 17701; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/2/2014; 160; 160; SALE OF FIXED INSURANCE PRODUCTS; 4. NAME OF OTHER BUSINESS: FAITH BAPTIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: RT 414, CANTON, PA 17724; NATURE OF BUSINESS: CHURCH DEACON; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: DEACON; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ASSIST IN CHURCH ACTIVITIES & DECISIONS; 5. NAME OF OTHER BUSINESS: CREATIVE FINANCIAL STRATEGIES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-16
S63 Uniform Securities Agent State Law Examination 1995-04-03
  • S65 Uniform Investment Adviser Law Examination
    2000-08-16
  • S63 Uniform Securities Agent State Law Examination
    1995-04-03
Designations

View on SEC IAPD

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