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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-01-02
  • NC RA
    APPROVED
    Since 2009-01-02

Branch Locations

16315-A Northcross Drive, Huntersville, NC 28078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Huntersville NC 07/2008 Present
Raymond James Financial Services Advisors, Inc Salisbury NC 01/2009 Present
Previous Registrations
Other Businesses

1) Name of Business: Mag, Oak & Fin Address: 176 Anson Dr, China Grove, NC, 28023, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner with join oversight of all business activities. (2) Name of Business: RT Property Management, LLC Address: 176 Anson Dr, China Grove, NC, 28023, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/29/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member of a Single Member LLC to hold rental real estate (3) Name of Business: Shell Wealth Management, Inc. Address: 430 Jake Alexander Blvd. W Salisbury, NC 28147, Salisbury, NC, 28147, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/11/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RJFS Support Company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-01-25
S65 Uniform Investment Adviser Law Examination 1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    2000-01-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
Designations

View on SEC IAPD

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