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11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-03-16 |
Branch Locations
1420 5Th Avenue 1800, Seattle, WA 98101 • United States
11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 04/1989 | 03/2026 |
| Composition Wealth, Llc | Seattle | WA | 03/2026 | Present |
1) Licensed insurance agent; Not investment-related; Seattle, WA, 98101; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-05 |
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