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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-04-28 |
| CA | RA | APPROVED | 2025-10-03 |
| NJ | RA | APPROVED | 2025-09-25 |
| FL | RA | APPROVED | 2025-06-03 |
| SC | RA | APPROVED | 2025-06-03 |
| NY | RA | APPROVED | 2024-08-06 |
Branch Locations
1040 Broad Street Suite 202, Shrewsbury, NJ 07702-4331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Staten Island | NY | 02/2021 | 10/2023 |
| Invesco (Formerly Oppenheimer Funds) | New York | NY | 03/2009 | 02/2021 |
| Guardian Life Insurance Company | Shrewsbury | NJ | 11/2023 | Present |
| Park Avenue Securities | Shrewsbury | NJ | 04/2024 | Present |
| Guardian Life Insurance Company | Staten Island | NY | 04/2024 | Present |
| Park Avenue Securities | Staten Island | NY | 04/2024 | Present |
1) Iona University Student Mentor, Start: 08/01/2021, Address: Iona University, 715 North Avenue, New Rochelle, NY 10801, 1 total hour per month, 0 during securities trading hours, No annual compensation, Not investment related, 2) Crump Life Insurance Services, Start: 4/21/2025, Address: 4135 North Front Street Harrisburg PA 17110, 10 total hours per month; 10 during securities trading hours, Investment Related, Greater than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-10 |
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