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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-10-11 |
| TX | RA | APPROVED_RES | 2006-01-17 |
| CO | RA | APPROVED | 2002-04-24 |
Branch Locations
6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 03/2002 | Present |
| Bank Of America, N.A. | Denver | CO | 07/2011 | Present |
I*101052 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ERIE STREET APARTMENT INVESTORS LLP INVESTMENT RELATED: Y ADDRESS OF BUSINESS: DENVER, COLORADO 80210 NATURE OF BUSINESS: PARTNERSHIP, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 12/23/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LLP IS INVESTING IN AN APARTMENT BUILDING. THE LLP WILL OWN LESS THAN 1% OF THE APARTMENT BUILDING. I WILL HAVE NO RESPONSIBILITIES OTHER THAN INVESTING IN THE LLP AND IN TURN IN THE APARTMENT BUILDING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-10 |
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