Florence Kozue Kawai

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Portland, OR

Previous Registrations

• 2008-11-26 → 2009-06-01
  Morgan Stanley & Co. Llc
  Portland, OR
• 2003-05-21 → 2008-12-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
  Portland, OR

Other Businesses

1.PERSONAL RENTAL PROPERTY, ALOHA, OR 97003. NOT FORMER HOME OR VACATION HOME, NON-LLC. HOME/RENTAL PROPERTY TITLED UNDER JOINT OWNERSHIP BY ME AND A FAMILY MEMEBR. START DATE 10/2012. 0 HOURS PER WEEK DURING BUSINESS HOURS. 0 HOURS PER WEEK DURING NON-BUSINESS HOURS. *340332- Wright house rental property; Investment related: Yes; Beaverton, Oregon; Rental Property; Co-Owners (proprietor, partner, officer, director, employee, trustee, agent); 04/2018; During business hours: 0; After business hours: 1; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2003-05-19
• S63 Uniform Securities Agent State Law Examination
  1988-02-26