David L Close

Current Employers

Employment History

• 01/2015 → Present
  Lpl Financial, Llc
  Warren, PA
• 12/2015 → Present
  Gladstone Wealth Partners
  Warren, PA

Previous Registrations

• 2015-01-05 → 2015-12-23
  Good Life Advisors, Llc
  Warren, PA
  Celebration, FL
  Erie, PA
• 2010-10-29 → 2015-01-09
  Woodbury Financial Services, Inc.
  St Marys, PA
  Wexford, PA
  Saint Marys, PA
  Warren, PA
• 2010-09-23 → 2010-10-29
  Pnc Wealth Management Llc
  Warren, PA
  Dubois, PA
  Warren, PA
  Dubois, PA
  Youngsville, PA
  Warren, PA
  St. Marys, PA
  Erie, PA
  North Warren, PA
  Ridgway, PA
  St. Marys, PA
  Bradford, PA

Other Businesses

1. 1/5/2015: Spectrum 6 Corp - Investment Related - Business Entity For Tax/Investment Purposes Only - Entity that holds family farm. 2. 2/18/2015: Freedom Investment Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/13/2015 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 8/7/2015: Time Financial, A Crump Company - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/28/2015 - 2 Hours Per Month During Securities Trading - Insurance agent using Crump as an alternative insurance broker. 4. 9/11/2015: L & D Realestate - Investment Related - 41 Lynn Dr., Warren, PA 16365 - Real Estate Rental - Started 08/27/2012 - 8 Hours Per Month/0 Hours During Securities Trading. 5. 1/11/2016 - Gladstone Institutional Advisory LLC - DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 02/13/15 - 160 Hours Per Month/8 Hours During Securities Trading - Financial plans provided for a fixed fee. 6. 1/11/2016 - Gladstone Institutional Advisory LLC - DBA: (Hybrid) Freedom Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2015 - 160 Hours Per Month/8 Hours During Securities Trading - Financial plans provided for a fixed fee. 7. 01/22/2016 * L and D Real Estate, LLC. * Real Estate Rental * NOT INV REL * 41 Lynn Dr. Warren, PA 16365 * START 06/15/2012 * 5 HRS/MO NOT DURING SECS TRDG HRS. 8. 7/11/2017 - David Close Freedom Investment - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2017 - 1 Hour Per Month During Securities Trading. 9. 3/30/2021 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/01/2020 - 5 Hours Per Month During Securities Trading. 10. 03/10/2026 - FIMG holding company LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - Warren, PA - Start Date 02/01/2026 - 5 hours per month/ during trading 11. 04/08/2026 - FIMG Intermediate - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Erie, PA - Start Date 01/01/2026 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-17
• S63 Uniform Securities Agent State Law Examination
  1988-03-18

Other Names

• David Leon Close