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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-06-02 |
| DC | RA | APPROVED | 2017-03-30 |
| NV | RA | APPROVED | 2013-03-18 |
| CA | RA | APPROVED | 2013-02-15 |
| TX | RA | APPROVED | 2013-02-15 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
Las Vegas, NV • United States
Welcome, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Las Vegas | NV | 02/2013 | Present |
J A. W Liv Trust Dtd 03/14/2019 Personal Trust ,Maryland United States , to follow the language of the Trust on behalf of J.W.. ,Start date 4/14/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-24 |
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