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335 Ninth Ave. S., Safety Harbor, FL 34695 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED | 2024-08-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfp Financial Services, Inc | Clearwater | FL | 06/1992 | 07/2024 |
| Lpl Financial Llc | Safety Harbor | FL | 11/2012 | Present |
| Independent Financial Partners | Dunedin | FL | 01/2013 | 10/2018 |
| Independent Advisor Alliance, Llc | Dunedin | FL | 10/2018 | 07/2024 |
| Mfp Financial Services, Llc | Safety Harbor | FL | 08/2024 | Present |
1. 11/21/2012 - MFP FINANCIAL SERVICES, INC. - INV REL - AT REPORTED LOCATION - 100% TIME SPENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 11/21/2012 - MFP FINANCIAL SERVICES - INV REL - NON-VARIABLE INSURANCE - 1% TIME SPENT - AGENT SELLING TERM LIFE INSURANCE 3. 11/21/2012 - Real Estate Rental - INV REL - 1% TIME SPENT - Part owner of rental properties 4. 07/12/2013 - NO BUSINESS NAME - INV REL - Mortgage/Real Estate Services - NO TIME SPENT - None 5. 05/20/2014 - ONCE IN A LIFETIME HOME DECOR, INC. - NOT INV REL - OTHER-HOME DECOR - NO TIME SPENT - I AM THE TREASURER FOR MY WIFE'S BUSINESS, ONCE IN A LIFETIME HOME DÉCOR, INC. 6. 06/28/2016 - MFP Tax Services - Tax Prep/Accounting/CPA - NOT INV REL - Start 11/21/2012 - 465 Patricia Ave Suite B, Dunedin FL 34698 - Tax Practitioner - 14 Hr/Mo; 1 Hours During Securities Trading - accredited tax preparer. 7. 07/09/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 10 Hours Per Month/ 1 Hour During Trading - I provide investment advisory services through Independent Advisor Group, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-11 |
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