Robert William Haggarty

Employer firm

Rwh Asset Management CRD 168983

$1.00M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2001 → Present
  Carthage College
  Kenosha, WI
• 08/2001 → Present
  Wgtd 91.1 Fm
  Kenosha, WI
• 12/2003 → Present
  Gateway Technical College
  Kenosha, WI
• 05/2009 → Present
  Penvest Securities Inc
  Kenosha, WI
• 11/2013 → Present
  Rwh Asset Managment
  Kenosha, WI

Other Businesses

R.W. HAGGERTY AND ASSOC. - EXPERT WITNESS; FROM 01/2002. NOT INVESTMENT RELATED. ADDRESS 8330 - 64TH STREET KENOSHA WI 53142 NASD - ARBITRATION/MEDIATION; FROM 12/1999. NOT INVESTMENT RELATED. ADDRESS 8330-64TH STREET, KENOSHA WI 53142 CARTHAGE COLLEGE/GATEWAY TECH COLLEGE - TEACHING ECONOMICS, SOCIOLOGY, PSYCHOLOGY, ETHICS; STARTED 08/2001 NON-INVESTMENT RELATED, KENOSHA WI 53140 (4 HOURS PER WEEK, NOT DURING TRADING HOURS) WGTD - SPORTS COMENTATOR FOR RADIO/TV. STATED 8/2001; NON INVESTMENT RELATED, KENOSHA WISCONSIN 53140 ABOUT 5 HOURS PER WEEK (NOT DURING TRADING HOURS).

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-21
• S63 Uniform Securities Agent State Law Examination
  1997-01-06

Other Names

• Robert William Iii Haggarty