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6230 10Th Street, Kenosha, WI 53144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carthage College | Kenosha | WI | 08/2001 | Present |
| Wgtd 91.1 Fm | Kenosha | WI | 08/2001 | Present |
| Gateway Technical College | Kenosha | WI | 12/2003 | Present |
| Penvest Securities Inc | Kenosha | WI | 05/2009 | Present |
| Rwh Asset Managment | Kenosha | WI | 11/2013 | Present |
R.W. HAGGERTY AND ASSOC. - EXPERT WITNESS; FROM 01/2002. NOT INVESTMENT RELATED. ADDRESS 8330 - 64TH STREET KENOSHA WI 53142 NASD - ARBITRATION/MEDIATION; FROM 12/1999. NOT INVESTMENT RELATED. ADDRESS 8330-64TH STREET, KENOSHA WI 53142 CARTHAGE COLLEGE/GATEWAY TECH COLLEGE - TEACHING ECONOMICS, SOCIOLOGY, PSYCHOLOGY, ETHICS; STARTED 08/2001 NON-INVESTMENT RELATED, KENOSHA WI 53140 (4 HOURS PER WEEK, NOT DURING TRADING HOURS) WGTD - SPORTS COMENTATOR FOR RADIO/TV. STATED 8/2001; NON INVESTMENT RELATED, KENOSHA WISCONSIN 53140 ABOUT 5 HOURS PER WEEK (NOT DURING TRADING HOURS).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-06 |
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