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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-21 |
| FL | RA | APPROVED | 2009-06-01 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
201 East Mcbee Avenue 1St Floor, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A.L.WIlliams | Seneca | SC | 10/1987 | Present |
| Morgan Stanley Smith Barney | Columbia | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*42822 - Johnny Peden III LLC; Investment related: No; Orangeburg, South Carolina; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 12/1998; During business hours: 0; After business hours: 10; Administrative 2. MANAGE INCOME & EXPENSES FOR PREVIOUSLY APPROVED IN OBI CLUB COTTAGE AND OTHER REAL ESTATE OWNED; MAINTAIN TIMBER, SMALL HAY OPERATION AND GENERAL MAINTENANCE OF PROPERTY; SET UP TO MAKE ANY PAYMENTS RELATED TO PROPERTIES AND ANY INCOME RECEIVED FROM RENTALS. 50 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 04/2008 3. Last Plantation LLC-Maintain forest, inherited home and farm land- 1.50 hours after business hours- Effective date 01/2016 4.*392278 - Administration; Investment related - Yes; Executor/Co-Executor (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 2; After business hours: 8; Estate Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-08 |
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