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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2006-02-14 |
| KS | RA | APPROVED | 2006-02-10 |
| TX | RA | APPROVED | 2006-02-10 |
Branch Locations
1635 N. Waterfront Pkwy Suite 250, Wichita, KS 67206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Wichita | KS | 07/2013 | Present |
1)SUNFLOWER FARMS AND KENNEL/ I OWN A DOG KENNEL AND BREED AND RAISE HUNTING AND FIELD TRIAL DOGS. IT IS PURELY A HOBBIE, BUT OCCASIONALLY SELL PUPS AND DOGS./ START DATE 03/16/2006/ 15 HRS PER MONTH. 2) United Methodist Health Ministry Fund, "The United Methodist Health Ministry Fund sparks conversation and action to improve the health and wholeness of Kansans-especially those in rural and under-served communities. Through funding programs and ideas, providing hands-on expertise, and convening influencers, we advance innovative solutions to improve Kansans' health for generations to come. They steward a $ million endowment, which has provided more than $ million in grants and program support since our inception in 1986, Member of a committee with management / supervisor functions, I will be on the Investment Committee that oversees the management of the Foundation assets, start date-8/1/2020, HutchinsonKansas United States-67504.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-19 |
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