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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-10-13 |
| TX | RA | APPROVED_RES | 2021-10-13 |
Branch Locations
12 Coogan Boulevard Suite 201, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Avon | CT | 12/2005 | 08/2018 |
| Lpl Financial Llc | Old Saybrook | CT | 09/2018 | 01/2021 |
| Northstar Wealth Partners, Llc | Old Saybrook | CT | 08/2018 | 01/2021 |
| Principle Wealth Partners Llc | Madison | CT | 12/2020 | 09/2021 |
| Morgan Stanley | Mystic | CT | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-09 |
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