Martin Lee Mcgillivary

Current Employers

Employment History

• 05/2011 → Present
  Raymond James Financial Services
  Dayton, OH
• 06/2011 → Present
  Raymond James Financial Services Advisors Inc.
  Dayton, OH
• 05/2018 → 10/2019
  Mlm & Tri Shk, Inc.
  Kettering, OH
• 02/2019 → 04/2020
  Mlm & Tri Kettering, Llc
  Troy, OH

Previous Registrations

• 2003-01-30 → 2011-05-27
  Northwestern Mutual Investment Services, Llc
  Dayton, OH
  Dayton, OH
• 2006-03-21 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

(1)Name of Business: 1139 Brown St., LLC Address: 1139 Brown St., LLC, Dayton, OH, 45409, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: D.I.M. Capital Partners, LLC Address: 930 E Dorothy Ln., Kettering, OH, 45419, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 08/02/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: D.I.M. Restaurant Group, LLC Address: 970 E Dorothy Ln., Kettering, OH, 45419, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/02/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tim Ippisch (co-branch Manager) and I are investing $250,000 each between purchasing land, building a restaurant and being silent owners in a Submarine House Franchise. (4)Name of Business: Eagle Financial LLC. Address: 2299 Miamisburg Centerville Rd, Dayton, OH, 45459, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/24/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support Company (5)Name of Business: McGillivary & Ippisch Wealth Advisors Address: 2299 Miamisburg Centerville Rd, Dayton, OH, 45459-3816, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner of the Building - Maintenance and upkeep of the building and making sure all bills are paid. (6)Name of Business: MLM & TRI Wealth Advisors, LLC Address: 2299 Miamisburg Centerville Rd, Dayton, OH, 45459, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/25/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: 50/50 Owner of Building (Our Physical Branch) with Tim Ippisch

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-09-17
• S63 Uniform Securities Agent State Law Examination
  1988-01-29

Other Names

• Marty Mcgillivary