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Inactive

Thomas John Mudge

Bailard, Inc.

Foster City, CA

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Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2001-07-25
  • CA RA
    APPROVED
    Since 2001-07-25

Branch Locations

950 Tower Lane Suite 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bailard, Inc. Foster City CA 08/1987 Present
Bailard Fund Services, Inc. Foster City CA 08/1987 06/2018
  • 08/1987 → Present
    Bailard, Inc.
    Foster City, CA
  • 08/1987 → 06/2018
    Bailard Fund Services, Inc.
    Foster City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-23
  • S66 Uniform Combined State Law Examination
    2000-05-23
Designations

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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