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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-10
TX RA APPROVED_RES 2014-07-14
OH RA APPROVED 2014-05-13
  • FL RA
    APPROVED
    Since 2026-07-10
  • TX RA
    APPROVED_RES
    Since 2014-07-14
  • OH RA
    APPROVED
    Since 2014-05-13

Branch Locations

4000 Embassy Pkwy, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bath OH 04/2014 Present
Bank Of America, N.A. Bath OH 07/2014 Present
Previous Registrations
  • 2006-09-29 → 2011-03-11
    Plainsboro, NJ
  • 2004-04-30 → 2006-09-29
    Merrill Lynch Investment Managers Lp
    Cleveland, OH
  • 2002-06-21 → 2004-02-06
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-04-20
S63 Uniform Securities Agent State Law Examination 1988-02-19
  • S65 Uniform Investment Adviser Law Examination
    1990-04-20
  • S63 Uniform Securities Agent State Law Examination
    1988-02-19
Other Names
  • Gary Albert Fee

View on SEC IAPD

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