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Anne Marie Spitzer

Ubs Financial Services Inc.

Phoenix, AZ

Monrovia, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
TX RA APPROVED_RES 2010-11-03
  • CA RA
    APPROVED
    Since 2024-07-10
  • TX RA
    APPROVED_RES
    Since 2010-11-03

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Monrovia, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Phoenix AZ 09/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-18
S63 Uniform Securities Agent State Law Examination 1988-03-21
  • S66 Uniform Combined State Law Examination
    2008-03-18
  • S63 Uniform Securities Agent State Law Examination
    1988-03-21
Other Names
  • Anne Marie Spitzer
  • Anne Mccollon
  • Anne Marie Mccollom

View on SEC IAPD

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