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146 Second St N Suite 310, St. Petersburg, FL 33701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-29 |
Branch Locations
5151 E Broadway Suite 1600, Tucson, AZ 85711 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Investing, Llc | Tucson | AZ | 04/2005 | Present |
| Novak & Powell Financial Services, Inc | St. Petersburg | FL | 11/2021 | Present |
DOUG CORNELL IS THE PRESIDENT OF COPPERZAP LLC; 5151 E. BROADWAY BLVD, SUITE 1600, TUCSON, AZ 85711-3777. START DATE: 06/2013. NOT INVESTMENT RELATED. THIS BUSINESS MANUFACTURES AND SELLS AN ANTIMICROBIAL DEVICE MADE OF COPPER, WHICH HAS BEEN SHOWN TO KILL BACTERIA AND VIRUSES. MR. CORNELL'S DUTIES INCLUDE OVERSIGHT AND PLANNING. MR. CORNELL DEVOTES APPROXIMATELY 16 HOURS PER MONTH TO THIS BUSINESS (OUTSIDE OF HIS NORMAL HOURS AT VANTAGE INVESTING); 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-25 |
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