Sharla Dae Rountree

Current Employers

Employment History

• 04/1992 → 08/2018
  Royal Alliance Associates, Inc.
  Lakewood, CO
• 08/2018 → Present
  Kestra Investment Services
  Lakewood, CO
• 01/2014 → Present
  Personal Benefit Financial
  Lakewood, CO
• 08/2018 → Present
  Kestra Advisory Services, Llc
  Lakewood, CO

Previous Registrations

• 1999-11-19 → 2026-03-13
  Personal Benefit Financial
  Lakewood, CO
• 2006-05-17 → 2011-10-28
  Osaic Wealth, Inc.
  Lakewood, CO
  Denver, CO

Other Businesses

Name: Personal Benefit Seminars Investment Related: No Address: 870 Kipling St. Lakewood CO 80215 Nature of Business: Other Other/None of the Above Speaker Position, Title or Relationship: Contractor Start Date: 5/1/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Speaker Name: Sharla Rountree and Janet Rountree Investment Related: No Address: 1984 S. Newark Way Aurora CO 80014 Nature of Business: Real Estate Position, Title or Relationship: Joint owner with my mom Start Date: 11/15/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist in managing, decision related to repairs and upkeep, help with tax prep Name: My Federal Retirement and Benefits Investment Related: No Address: 870 Kipling St. Lakewood CO 80215 Nature of Business: Other Other/None of the Above Market to Federal H/R people and agencies to provide financial planning and seminar services. Position, Title or Relationship: Owner Start Date: 3/30/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Marketing Name: Kestra Financial Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Planner Start Date: 9/3/2018 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Advisor Name: GREEN FROGS MANAGEMENT POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 01/04/2021 ADDRESS: 870 Kipling St, Suite A, Lakewood CO 80215, United States DESCRIPTION: Run the company, manage the R/E and staff Name: PERSONAL BENEFIT FINANCIAL POSITION: Owner, CFPtm NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2026 ADDRESS: 870 Kipling St., Lakewood CO 80215, United States DESCRIPTION: Run the business, Take care of clients, Research, Prepare Financial Plans, Manage clients portfolio's, Evaluate investment strategies/managers provided on the Kestra and AssetMark wealth management platform, Evaluate Risk Management goals/needs for clients. Provide Insurance and Long Term Care analysis and recommendations using KIP. Tax and estate analysis with the spoken disclosure that we are not CPA's or attorney's. Benefits counseling. Seminar presentations for clients and Government agencies including, Federal Government, County Government (schools), Military personnel

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-11-29

Designations

Other Names

• Sharla Martinez