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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-11
TX RA APPROVED_RES 2019-01-04
  • DC RA
    APPROVED
    Since 2023-01-11
  • TX RA
    APPROVED_RES
    Since 2019-01-04

Branch Locations

1845 K Street, N.W., Washington, DC 20006-1209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Washington DC 03/1989 Present
Charles Schwab Bank Ssb Washington DC 02/2005 Present
Other Businesses

1) US-KOREA ART FOUNDATION | Investment Related:No|8996 Burke Lake Road, Suite L106|Burke|VA|22015|USA|Nonprofit Charitable Organizations|DIRECTOR|1/1/2014|Less than 20|0|Attend board meetings. Help plan for future events and support the mission of the organization

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-28
S63 Uniform Securities Agent State Law Examination 1988-01-25
  • S65 Uniform Investment Adviser Law Examination
    1997-01-28
  • S63 Uniform Securities Agent State Law Examination
    1988-01-25
Other Names
  • Po Kun Jung

View on SEC IAPD

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