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Current Employers
Brown Advisory Group, Llc

1445 Wampanoag Trail Suite 102, East Providence, RI 02915 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-12
RI RA APPROVED 2006-05-02
  • LA RA
    APPROVED
    Since 2025-09-12
  • RI RA
    APPROVED
    Since 2006-05-02

Branch Locations

1445 Wampanoag Trail Suite 102, East Providence, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 05/2006 07/2022
Vanderbilt Securities, Llc East Providence RI 07/2022 Present
Brown Advisory Group, Llc East Providence RI 04/2006 Present
  • 05/2006 → 07/2022
    Triad Advisors, Inc.
    Norcross, GA
  • 07/2022 → Present
    Vanderbilt Securities, Llc
    East Providence, RI
  • 04/2006 → Present
    East Providence, RI
Previous Registrations
  • 2006-05-05 → 2007-05-30
    Triad Advisors Llc
    East Providence, RI
    East Providence, RI
  • 1998-01-07 → 2006-04-26
    Tower Square Securities, Inc.
    East Providence, RI
Other Businesses

1) BROWN REALTY GROUP LLC. Not investment related. Start date: 04/01/2005. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: Manager. Duties: Rent units, collect rents. Time spent during regular hours: 0%. 2) EAST BAY OFFICE PARK; Not investment related. Start date: 03/02/2011. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: President & Building Manager. Duties: Oversee annual meeting. Coordinate vendors/contractors for maintenance of building, etc. Time spent during regular hours: 0%. 3) Brown Advisory Group,LLC; investment related. Start date: 04/07/2006. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: IAR & owner. Duties: CCO and Investment Advisor Representative managing investment accounts and providing investment advice & financial planning services. Time spent during regular hours: 50%. 4) Vanderbilt Securities, LLC; Investment Related. Start date: 07/26/2022. Address: 1445 Wampanoag Trail, East Providence, RI 02915. Title: Registered Representative. Duties: Solicit sales of investment securities and service client accounts. Time spent during regular hours: 40%. 5) 10/01/2023 Independent Licensed insurance Agent; Investment Related; Rhode Island Variable Life and Variable Annuity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-13
S63 Uniform Securities Agent State Law Examination 1988-06-03
  • S65 Uniform Investment Adviser Law Examination
    1997-11-13
  • S63 Uniform Securities Agent State Law Examination
    1988-06-03
Designations
Other Names
  • Jeff Brown
  • Jeffrey J Brown

View on SEC IAPD

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