Susan Margaret Palmatier

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-04

MN RA
APPROVED

Since 2013-11-04

Branch Locations

8320 42Nd Ave N, New Hope, MN 55427 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

New Hope, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Minneapolis	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Minneapolis	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Minneapolis, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-03
S63	Uniform Securities Agent State Law Examination	2007-05-21

S66 Uniform Combined State Law Examination

2013-10-03
S63 Uniform Securities Agent State Law Examination

2007-05-21

Other Names

Susan Palmatier
Susan Margaret Doering
Susan M Doering

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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