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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2013-05-10 |
Branch Locations
Two Portland Sq Ste 700, Portland, ME 04101 • United States
Falmouth, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portland | ME | 05/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | ME | 03/2020 | Present |
Board of Directors; Portland Stage; Trustee; 25 A Forest Avenue, , Portland, ME, 4101; Not Investment-Related; 03/23/2021; 1 to 9 hours per month; 0 during trading hours / Cumberland Club Board; Trustee; 116 High Street, , Portland, ME, 04101; Not Investment-Related; 07/15/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-04-21 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-13 |
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