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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/1987 | Present |
| Northwestern Mutual Investment Services, Llc | Oak Brook | IL | 12/1987 | Present |
| Northwestern Mutual Investment Services, Llc | Oak Brook | IL | 10/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, SEVEN PALMS LLC, 9961 EAST SEVEN PALMS, SCOTTSDALE, , ARIZONA, 85262, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2006, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, IT IS A VACATION HOME 3. TREASURER, LEGEND TRAIL COMMUNITY HOA, 34575 N. LEGEND TRAIL PARKWAY, SCOTTSDALE, , ARIZONA, 85262, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/27/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOA RULES ENFORCEMENT AND FINANCIAL REVIEW. NON-INVESTMENT RELATED. 4. SANGALIS LEGACY OF ILLINOIS, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/15/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. SMG LEGACY OF ILLINOIS, LEGAL ENTITY, START DATE: 8/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-09 |
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