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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2008-10-15
  • IL RA
    APPROVED
    Since 2008-10-15

Branch Locations

2015 Spring Rd Ste 265, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/1987 Present
Northwestern Mutual Investment Services, Llc Oak Brook IL 12/1987 Present
Northwestern Mutual Investment Services, Llc Oak Brook IL 10/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2010 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, SEVEN PALMS LLC, 9961 EAST SEVEN PALMS, SCOTTSDALE, , ARIZONA, 85262, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2006, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, IT IS A VACATION HOME 3. TREASURER, LEGEND TRAIL COMMUNITY HOA, 34575 N. LEGEND TRAIL PARKWAY, SCOTTSDALE, , ARIZONA, 85262, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/27/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOA RULES ENFORCEMENT AND FINANCIAL REVIEW. NON-INVESTMENT RELATED. 4. SANGALIS LEGACY OF ILLINOIS, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 8/15/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. SMG LEGACY OF ILLINOIS, LEGAL ENTITY, START DATE: 8/19/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-07
S63 Uniform Securities Agent State Law Examination 1989-01-09
  • S66 Uniform Combined State Law Examination
    2008-10-07
  • S63 Uniform Securities Agent State Law Examination
    1989-01-09
Other Names
  • Ted Sangalis

View on SEC IAPD

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