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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-10-01 |
Branch Locations
1143 Meriden Waterbury Turnpike, Plantsville, CT 06479 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leone Financial Services | Plainville | CT | 04/1996 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2012 | Present |
1. PLAN OF CT, 151 NEW PARK AVE, HARTFORD, CT 06106, BOARD MEMBER SINCE 1/1/95, NON-INVESTMENT RELATED, 0 HOURS DURING TRADING HOURS. 2. PLAINVILLE FISH AND GAME ASSOC, PLAINVILLE, CT 06062, SECRETARY, SINCE 4/1/00, 5 HOURS MONTHLY NONE DURING TRADING HOURS. 3. LUCAS LEONE RACING, Southington CT 06489, 01/2021, Owner/Partner of a Business Entity, owning and operating a race car, NIR, 50 HR/MO - 0 HR/MO TRADING 4. ASSOCIATED TAX SERVICE, Southington CT 06489, 01/1998, TAX PREPARER, TAX SERVICES, NIR 20 HR/MO - 20 HR/MO TRADING MICHAEL LEONE 5. AUTHOR, Southington CT 06489, 06/1996, author of book about race car set up, NIR, 1 HR/MO - 0 HR/MO TRADING 6. ASSOCIATED INSURANCE BENEFITS LLC, LEONE FINANCIAL SERVICES LLC, Southington CT 06489, 04/1986, AGENT, INDEPENDANT INSURANCE AGENT, INV-REL, 80 HR/MO - 80 HR/MO TRADING 7. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 8. TREASURER PLAINVILLE FISH AND GAME ASSOC, Allentown Rd, Plymouth CT 06786, United States, 03/01/2025, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-16 |
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