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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-10 |
| CT | RA | APPROVED | 2022-06-30 |
Branch Locations
772 South Main Street, Plantsville, CT 06479 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 08/2021 | Present |
| New York Life | Saddlebrook | NJ | 07/2021 | 08/2021 |
| Desmarais For State Connecticut 32Nd District | Watertown | CT | 07/2020 | 11/2020 |
| Southington Police Department | Southington | CT | 01/2000 | 06/2020 |
| Unemployed | Plantsville | CT | 12/2020 | 06/2021 |
Legion Financial LLC, 772 South main St., Plantsville, CT, LLC for DBA, Managing Member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-10 |
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