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Jeremy P Busa

Equitable Advisors, LLC

Plantsville, CT

CRD 7381183

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-10
CT RA APPROVED 2022-06-30
  • TX RA
    APPROVED_RES
    Since 2024-07-10
  • CT RA
    APPROVED
    Since 2022-06-30

Branch Locations

772 South Main Street, Plantsville, CT 06479 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2021 Present
New York Life Saddlebrook NJ 07/2021 08/2021
Desmarais For State Connecticut 32Nd District Watertown CT 07/2020 11/2020
Southington Police Department Southington CT 01/2000 06/2020
Unemployed Plantsville CT 12/2020 06/2021
  • 08/2021 → Present
    New York, NY
  • 07/2021 → 08/2021
    New York Life
    Saddlebrook, NJ
  • 07/2020 → 11/2020
    Desmarais For State Connecticut 32Nd District
    Watertown, CT
  • 01/2000 → 06/2020
    Southington Police Department
    Southington, CT
  • 12/2020 → 06/2021
    Unemployed
    Plantsville, CT
Other Businesses

Legion Financial LLC, 772 South main St., Plantsville, CT, LLC for DBA, Managing Member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
  • S66 Uniform Combined State Law Examination
    2022-06-10
Other Names
  • Jeremy P Busa
  • Jeremy Paul Busa

View on SEC IAPD

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