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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
CA RA APPROVED 2024-06-18
UT RA APPROVED 2002-09-24
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • CA RA
    APPROVED
    Since 2024-06-18
  • UT RA
    APPROVED
    Since 2002-09-24

Branch Locations

4525 South Wasatch Blvd. Suite 250, Salt Lake City, UT 84124 • United States

Salt Lake City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2002 Present
Previous Registrations
  • 2012-06-27 → 2014-09-05
    Meridian Asset Management
    Salt Lake City, UT
  • 2001-11-19 → 2002-10-09
    Signator Investors, Inc.
    Salt Lake City, UT
Other Businesses

1. Fixed insurance sales; as of 2002; 1% of time spent during business hours; conducted at branch location, investment related. 2. Waly Investments, Ltd; general partner; family-related entity; as of 01/01/1998; 0% of time spent during business hours; not conducted at branch; investment related. 3. Co-Owner, Sterling Financial Group; rep securities business; as of 09/13/2002; 5% of time spent during business hours; conducted at branch; investment related. 4. Owner, Gil Corporation; S-corp for simple retirement plan; as of 09/13/2002; conducted at branch; non-investment related. 5. Owner, Cram, Inc; c Corp for medical expenses; as of 09/13/2002; conducted at branch; non-investment related. 6. MGP Enterprises; related to Gil Corp, Cram Inc and Waly FLP; as of 09/13/2002; 0% of time spent during business hours; conducted at branch; non-investment related. 7. Part owner of St. Charles Farm House, entity that owns family cabin; as of 01/01/2016; 1% of time spent during business hours; Not investment related and not conducted at branch location. 8. Part owner of Annie's Blue House, entity that owns family cabin; as of 01/01/2016; 1% of time spent during business hours; Not investment related and not conducted at branch location. 9. Co-owner, WP Homes, LLC; an entity created for the purpose of buying real estate in Midway, UT, as of 2/08/2022; 1% of time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1989-03-01
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1989-03-01
Other Names
  • Mark Pinnock
  • Marc Pinnock

View on SEC IAPD

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