Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-10-06
  • PA RA
    APPROVED
    Since 2006-10-06

Branch Locations

5033 Swamp Road, Suite 503, Fountainville, PA 18923 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2006 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2006 Present
Other Businesses

1.INDEPENDENT INSURANCE AGENT, 196 W ASHLAND ST, STE 405, DOYLESTOWN, PA, 10/2006 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5 HR/MO - 5/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 30/TRADING. 10/06/06 SEE EMPLOYMENT HISTORY FOR START DATE. 3.CAMBRIDGE INVESTMENT RESEARCH, 5033 Swamp Road, Suite 503, PO Box 153, 10/06/2006, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO, 5 HR/MO TRADING. 4. ERIC L. JAY JD, CLU, CHFC, Fountainville PA 18923, United States, 10/06/2006, IAR, Using a Trade Name/dba, INV REL, 1 HR/MO, 1 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-19
  • S66 Uniform Combined State Law Examination
    2001-12-19
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fountainville, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor