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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-12
TX RA APPROVED_RES 2024-11-12
  • PA RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED_RES
    Since 2024-11-12

Branch Locations

5039 Swamp Rd. Ste. 403, Fountainville, PA 18923 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Krempa Associates, Inc. Fountainville PA 01/1994 Present
The Investment Center, Inc. Fountainville PA 09/2006 11/2024
Ic Advisory Services, Inc. Fountainville PA 09/2006 11/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2024 Present
  • 01/1994 → Present
    Fountainville, PA
  • 09/2006 → 11/2024
    The Investment Center, Inc.
    Fountainville, PA
  • 09/2006 → 11/2024
    Ic Advisory Services, Inc.
    Fountainville, PA
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2024 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. KREMPA ASSOCIATES, INC, 5039 Swamp Road, Suite 403, P.O. Box 418, Fountainville PA 18923, United States, 01/01/1994, W2 Employee, Insurance/Benefits/Human Resources, INV REL, 80 HR/MO - 80 HR/MO TRADING 2. KREMPA FAMILY PROPERTIES, IIC, 5039 Swamp Road, Suite 403, P.O. Box 418, Fountainville PA 18923, United States, 01/01/1994, Owner, Real Estate, NIR, 2 HR/MO - 2 HR/MO TRADING 3. KREMPA FAMILY RACING, LLC, 301 CALLOWHILL RD, CHALFONT PA 18914-1520, United States, 01/01/2022, Owner, Sport/Fitness/Gaming, NIR, 15 HR/MO - 5 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/12/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-22
S63 Uniform Securities Agent State Law Examination 1990-08-31
  • S65 Uniform Investment Adviser Law Examination
    1997-12-22
  • S63 Uniform Securities Agent State Law Examination
    1990-08-31
Designations
Other Names
  • Bill Krempa

View on SEC IAPD

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