Ashwini Kumar Ahluwalia

Current Employers

Employment History

• 03/2014 → Present
  M Holdings Securities, Inc.
  Portland, OR
• 03/2014 → 06/2019
  Atlas Advisory Group
  Cranford, NJ
• 07/2019 → Present
  Oneteam Financial Llc (D.b.a. For Advisory Business)
  Berkeley, NJ
• 11/2023 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH

Previous Registrations

• 2012-04-24 → 2014-04-25
  Msi Financial Services, Inc.
  Roseland, NJ
• 2014-03-21 → 2014-03-24
  M Holdings Securities, Inc.
  Madison, NJ
• 2010-02-09 → 2012-04-20
  Hornor, Townsend & Kent, Llc
  Edison, NJ
• 2009-06-18 → 2010-01-28
  Ameritas Investment Company, Llc
  Cranford, NJ
  New York, NY
• 2002-07-30 → 2008-10-20
  Msi Financial Services, Inc.
  Iselin, NJ
  Crauford, NJ

Other Businesses

1) Clarity 2 Prosperity; 30400 Detroit Road, Suite 201, Westlake, OH 44145, 07/01/2019; Marketer; Fixed annuity sales; Investment Related; 4 hours/month; 4 hours/month during business hours; Commissions. 2) OneTeam Financial, LLC; 200 Connell Park Suite Berkeley Heights, NJ 07922; M Financial Group Member Firm Affiliation; Investment-related; Marketer; Marketing of insurance; investments and financial planning services; 07/02/2019; 160 hours/month; 160 hours/month during business hours. 3) One Team Professional Training Program; 200 Connell Park Suite Berkeley Heights, 07922; Learning Program; Not Investment Related; Financial Professional; Speaker/Presenter; 02/15/2023; 2 hour per month; 2 hours per month during trading hours. 4) OTF SS Planning; 200 Connell Park Suite Berkeley Heights, NJ 07922; Social security planning; Not Investment Related; Head of SS Planning; Analyze social security filing options for clients; 05/16/2023; 25 hours per month; 16 hours per month during trading hours. 5) PCA- PROSPERITY CAPITAL ADVISORS; 30400 Detroit Rd., #201, Westlake OH 44145; Independent Registered Investment Advisor; Investment Related; Financial Advisor; Financial Advisor duties; 01/01/2024; 120 hours per month; 100 hours per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-19
• S63 Uniform Securities Agent State Law Examination
  1988-03-28

Designations

Other Names

• Ashwini Kumar Ahluwalia
• Ash Ahluwalia
• Ashwini Kumar Ahluwalia
• Ash Kumar Ahluwalia