Best Investors Account Sign in

Joel David Rubin

Osaic Wealth, Inc.

Skokie, IL

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-14
  • IL RA
    APPROVED
    Since 2024-06-14

Branch Locations

3828 Oakton Street, #101, Skokie, IL 60076 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 01/2007 02/2017
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2007 02/2017
Securities Service Network, Inc Niles IL 02/2017 09/2020
Ssn Advisory, Inc Niles IL 02/2017 09/2020
Securities America, Inc. Skokie TN 09/2020 06/2024
Securities America Advisors, Inc. Skokie TN 09/2020 06/2024
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
  • 01/2007 → 02/2017
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 01/2007 → 02/2017
    Fairfield, IA
  • 02/2017 → 09/2020
    Securities Service Network, Inc
    Niles, IL
  • 02/2017 → 09/2020
    Ssn Advisory, Inc
    Niles, IL
  • 09/2020 → 06/2024
    Securities America, Inc.
    Skokie, TN
  • 09/2020 → 06/2024
    Securities America Advisors, Inc.
    Skokie, TN
  • 06/2024 → Present
    Jersey City, NJ
Previous Registrations
Other Businesses

LFS. INC. POSITION: IAR NATURE: IAR through Securites America INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/29/1998 ADDRESS: 3828 OAKTON STREET, #101, SKOKIE IL 60076-0000, United States DESCRIPTION: I will be the registered rep on the advisory accounts of my clients with Securities America LFS, INC. POSITION: Insurance producer NATURE: fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1998 ADDRESS: 3828 OAKTON STREET, #101, SKOKIE IL 60076-0000, United States DESCRIPTION: selling and servicing Life Insurance and annuities to my clients. From time to time renewing my Insuance license and completing ce as needed.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-31
S63 Uniform Securities Agent State Law Examination 1988-06-20
  • S65 Uniform Investment Adviser Law Examination
    2000-10-31
  • S63 Uniform Securities Agent State Law Examination
    1988-06-20
Other Names
  • Joel Rubin
  • Joel David Rubin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Skokie, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor