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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2007 | 02/2017 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2007 | 02/2017 |
| Securities Service Network, Inc | Niles | IL | 02/2017 | 09/2020 |
| Ssn Advisory, Inc | Niles | IL | 02/2017 | 09/2020 |
| Securities America, Inc. | Skokie | TN | 09/2020 | 06/2024 |
| Securities America Advisors, Inc. | Skokie | TN | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
LFS. INC. POSITION: IAR NATURE: IAR through Securites America INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 10/29/1998 ADDRESS: 3828 OAKTON STREET, #101, SKOKIE IL 60076-0000, United States DESCRIPTION: I will be the registered rep on the advisory accounts of my clients with Securities America LFS, INC. POSITION: Insurance producer NATURE: fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1998 ADDRESS: 3828 OAKTON STREET, #101, SKOKIE IL 60076-0000, United States DESCRIPTION: selling and servicing Life Insurance and annuities to my clients. From time to time renewing my Insuance license and completing ce as needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-20 |
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