Casey James Scott

Employer firm

Scott Capital Advisors, LLC CRD 307980

$1.13B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Portland, OR
• 11/2016 → 07/2020
  Wells Fargo Clearing Services, Llc
  Portland, OR
• 07/2020 → Present
  Scott Capital Advisors, Llc
  Portland, OR

Previous Registrations

• 2003-07-01 → 2020-08-03
  Wells Fargo Clearing Services, Llc
  Sisters, OR
  Portland, OR
  Portland, OR
• 2003-06-10 → 2003-07-01
  Prudential Equity Group, Llc
  Portland, OR

Other Businesses

1. GLISAN STREET PROPERTY LLC; INV RELATED; MANZANITA, OR; 33.33% OWNERSHIP, START 2000; MINIMAL TIME DEVOTED, RENTAL PROPERTIES; 2. SIDNEY FARMS, INV RELATED, JEFFERSON, OR, 7.15% OWNER, START: 9/2012, 0 HOURS, NO DUTIES. 3. WING SHOOTERS, INV RELATED, PORTLAND, OR, SECRETARY/TREASURER, START 10/14/2014, 1 HOUR PER MONTH, ZERO DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-17
• S63 Uniform Securities Agent State Law Examination
  1988-01-21