Karla Ann Stroh

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ
• 2003-01-02 → 2005-10-31
  Sunamerica Securities, Inc.
  Phoenix, AZ

Other Businesses

INDEPENDENT STAMPIN UP DEMONSTRATOR NON INVESTMENT RELATED; RESIDENTIAL ADDRESS; PROMOTE AND SALE PAPER CRAFTING SUPPLIES (I.E.RUBBER STAMPS) THROUGH WORKSHOPS AND INDIVIDUAL HOSTESS PARTIES. DEMONSTRATOR 3/17/2012 10-15 HOURS PER MONTH. ACTIVITY WILL NOT BE CONDUCTED DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2002-11-02
• S63 Uniform Securities Agent State Law Examination
  1990-12-28

Other Names

• Karla Ann Lapoint
• Karla Ann Riordan