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Current Employers
Souders Financial Advisors, Llc

5968 Bridgetown Road, Cincinnati, OH 45248 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-08-25
  • OH RA
    APPROVED
    Since 2019-08-25

Branch Locations

5968 Bridgetown Road, Cincinnati, OH 45248 • United States

20 S. Limestone Street Suite 245, Springfield, OH 45502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Springfield OH 08/2013 08/2019
Advantage Investment Management, Llc Springfield OH 09/2013 08/2019
Souders Financial Advisors, Llc Springfield OH 08/2019 Present
  • 08/2013 → 08/2019
    Lpl Financial Llc
    Springfield, OH
  • 09/2013 → 08/2019
    Advantage Investment Management, Llc
    Springfield, OH
  • 08/2019 → Present
    Springfield, OH
Previous Registrations
  • 2013-09-12 → 2019-08-20
    Advantage Investment Management, Llc
    Springfield, OH
  • 2011-01-04 → 2013-09-19
    Columbus, OH
Other Businesses

(1) 08/19/2019: STRATEGIC CAPITAL ADVISORS - DBA SOUDERS FINANCIAL ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 09/17/2013: NO BUSINESS NAME - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 50% OF TIME SPENT - INSURANCE SALES: HEALTH, DENTAL, LIFE, DISABILITY (5) 03/19/2015: ACCOMPANY BENEFITS,LLC DBA SEQUENT - INV REL - 8415 PULSAR PLACE, SUITE 201, COLUMBUS, OH 43240 - NON-VARIABLE INSURANCE - START 09/13/2013 - 80 HR/MO 4 DURING SECS TRDG HRS - LIFE & HEALTH INSURANCE (6) 04/12/2015: ADVANTAGE INVESTMENT MANAGEMENT, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: STRATEGIC CAPITAL ADVISERS - START 10/01/2013 - 120 HR/MO 6 DURING SECS TRDG HRS - IAR

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Other Names
  • Catherine Zaino
  • Catherine Zaino
  • Catherine Costa Zaino

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