Richard Barry Bernstein

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Boca Raton, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Boca Raton, FL

Other Businesses

Real Estate Ownership; Commercial; 4800 n. Federal Highway, suite 105E, Boca Raton, Fl. 33431, ,; ; 02/11/2013. Business Ownership; JEC Families LLC; ; LLC was set up to pay lease, staff and other business expenses for liability purposes.; 4800 N. Federal HighwaySuite 105EBoca Raton, Fl. 33431, ,; ; 04/01/2009; 1 to 9 hours per month; / Boston Boyz1; ; The LLC will hold the office condo we are purchasing; 4800 N. Federal Highway, suite 105E, Boca Raton, Fl. 33431, ,; ; 01/04/2013; 0 hours per month; / JMB 23 LLC; owner; Holding for expense management purposes; 4800 N, Fede3ral Highway, Suite 105E, , Boca Raton, FL, 33431; Not Investment-Related; 01/01/2021; 60 hours per month; 40 to 59 during trading hours / Camelot Tax Services, LLC; Co-owner; Tax Preparation; 4800 N. Federal Highway, Suite 200D, Boca Raton, FL, 33431; Not Investment-Related; 07/15/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-04-23

Other Names

• Richard B Bernstein
• Rich Bernstein