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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-11-22 |
| TX | RA | APPROVED | 2019-11-22 |
Branch Locations
159 Crocker Park Boulevard Suite 460, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westlake | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake | OH | 11/2016 | 11/2019 |
| Morgan Stanley Smith Barney Llc | Westlake | OH | 11/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2019 | Present |
1. ZUM PROPERTIES, NOT INVESTMENT RELATED, CLEVELAND OH, HOLDS RENTAL PROPERTIES, CO-OWNER, BEGAN 6/2005, NO TIME SPENT. 3. RENTAL PROPERTY; INV RELATED; CLEVELAND, OH; 100% OWNERSHIP; START 6/17/2016; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER. 4. RENTAL PROPERTY; INV RELATED; CLEVELAND, OH; 100% OWNERSHIP; START 6/17/2016; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER. *385277 - Rental Properties; Investment related - Yes; Cleveland, Ohio; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2007; During business hours: 2; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-04 |
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