Howard Davis

Current Employers

Employment History

• 12/2014 → 03/2020
  Cabot Lodge Securities Llc
  New York, NY
• 12/2014 → 03/2020
  Cl Wealth Management Llc
  New York, NY
• 03/2020 → Present
  Mountain Gate Advisors
  Woodland Hills, CA
• 07/2021 → 12/2021
  Infinity Consulting Services
  New York, NY
• 12/2021 → Present
  Emerson Equity Llc
  San Mateo, CA
• 09/2020 → 03/2022
  D'MErc
  Lakewood, CO
• 03/2022 → 05/2023
  Lyndhurst Securities, Inc.
  Woodland Hills, CA
• 08/2023 → Present
  Wsu Pullman, Llc
  San Mateo, CA

Previous Registrations

• 2015-01-12 → 2020-03-02
  Cl Wealth Management Llc
  Schaumburg, IL
• 2013-08-23 → 2014-09-15
  Sandlapper Wealth Management, Llc
  Calabasas, CA
  Greenville, SC
• 2011-09-20 → 2013-07-26
  Financial West Group
  New York, NY
  Reno, NV
  Westlake Village, CA
  Tarzana, CA
  Beverly Hills, CA
  Westlake Village, CA
  San Francisco, CA
  New York, NY
  Mill Valley, CA
  Hollywood, CA
  Woodland Hills, CA

Other Businesses

1)- MOUNTAIN GATE ADVISORS-NOT INVESTMENT RELATED; 21900 BURBANK BLVD,STE 300, WOODLAND HILLS, CA 91367; BUSINESS PLANNING,STRATEGIC PLANNING AND ADVICE. OWNER, BUSINESS PLANNING AND ADVISORY; 3/2020, 1 HR PER WEEK DURING SECURITIES TRADING HOURS. 2) EMERSON EQUITY LLC - INVESTMENT RELATED; 155 BOVET ROAD, STE 725; SECURITIES BROKER/DEALER; EXECUTIVE VP, COMPLIANCE AND REGULATORY AFFAIRS, 140 HRS PER MONTH AND 100 DURING SECURITIES TRADING HRS, 12/2021 3) WSU PULLMAN, LLC-INVESTMENT RELATED, 155 BOVET ROAD STE 725 SAN MATEO, CA 94402, REAL ESTATE FINANCE, MANAGING MEMBER, MANAGMENT, 10 HOURS MONTHLY WITH 10 HOURS MONTHLY DURING SECURITIES TRADING HOURS, 08/2022 4) EMERSON EQUITY BRIDGE FUND I, LLC-INVESTMENT RELATED, 155 BOVET ROAD, SAN MATEO, CA 94402, BRIDGE LOAN FUND, MANAGING MEMBER OF THE MANAGER OF THE FUND, THROUGH EMERSON CAPITAL MANAGEMENT, LLC MANAGE THE AFFAIRS FOR THE FUND., 5 HOURS DURING THE MONTH, 5 HRS DURING SECURITIES TRADING HOURS, 04/2024 5) EMERSON CAPITAL MANAGEMENT, LLC-INVESTMENT RELATED, 155 BOVET ROAD, SAN MATEO, CA 94402, MANAGER OF EMERSON EQUITY BRIDGE FUND I, LLC., MANAGING MEMBER, MANAGEMENT OF EMERSON EQUITY BRIDGE FUND I, LLC., 5 HRS MONTHLY 5 HRS DURING SECURITIES TRADING HOURS, 04/2024 6)-VERSITY INVESTIGATION FUND LLC-NOT INVESTMENT RELATED, 21900 BURBANK BLVD., STE 300 WOODLAND HILLS, CA 91367, RESEARCH, MANAGER, COORDINATING RESEARCH, 2 HRS MONTHLY, 2 HRS DURING SECURITIES TRADING HOURS, 04/2024 7) BIGFOOT BEAST OREGON LLC- NOT INVESTMENT RELATED, 1211 NW GLISAN ST. PORTLAND, OR 97209, FORESTRY CLEARING FRANCHISE, MEMBER, ADMINISTRATIVE, 2 HRS MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 03/2026

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-02-15