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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-12
  • FL RA
    APPROVED
    Since 2009-08-12

Branch Locations

3314 S Atlantic Ave, New Smyrna Beach, FL 32169 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. New Smyrna Beach FL 03/1999 Present
Raymond James Financial Services Advisors, Inc New Smyrna Beach FL 01/2009 Present
Dickinson Wealth Services New Smyrna Beach FL 02/1999 Present
  • 03/1999 → Present
    Raymond James Financial Services, Inc.
    New Smyrna Beach, FL
  • 01/2009 → Present
    New Smyrna Beach, FL
  • 02/1999 → Present
    Dickinson Wealth Services
    New Smyrna Beach, FL
Other Businesses

(1)Name of Business: Dickinson Wealth Services Address: 3314 S Atlantic Ave, New Smyrna Beach, FL, 32169, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/01/1999 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-08
S63 Uniform Securities Agent State Law Examination 1988-02-29
  • S65 Uniform Investment Adviser Law Examination
    1993-12-08
  • S63 Uniform Securities Agent State Law Examination
    1988-02-29

View on SEC IAPD

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