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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-27
TX RA APPROVED_RES 2015-02-27
  • CA RA
    APPROVED
    Since 2015-02-27
  • TX RA
    APPROVED_RES
    Since 2015-02-27

Branch Locations

16975 Avenida De Acacaias Ste 9, Rancho Santa Fe, CA 92067 • United States

Elfin Forest, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Rancho Santa Fe CA 02/2015 11/2016
Wells Fargo Clearing Services, Llc Rancho Santa Fe CA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-03-11
    Rancho Sante Fe, CA
    Rancho Santa Fe, CA
  • 2008-08-08 → 2009-06-01
    Morgan Stanley & Co. Llc
    Rancho Sante Fe, CA
  • 1997-07-08 → 2008-09-05
    Carlsbad, CA
    Carlsbad, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-15
  • S63 Uniform Securities Agent State Law Examination
    1988-01-15
Other Names
  • Todd G Vitale

View on SEC IAPD

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