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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-24 |
| NV | RA | APPROVED | 2017-07-11 |
| CA | RA | APPROVED | 2014-07-21 |
Branch Locations
6005 Plumas St 2Nd Fl [Sh-Rbo], Reno, NV 89519 • United States
Incline Village, NV • United States
925 Tahoe Blvd Ste 202, Incline Village, NV 89451 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Walnut Creek | CA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Walnut Creek | CA | 11/2016 | Present |
RENTAL PROPERTY; INV REALTED; LIVERMORE, CA; CABIN AND RANCH; START: 1/1/86; 0 HRS/MO; 0 DURING TRADING. HURNER RANCH CLUB, NOT INV RELATED, LIVERMORE, CA, 100% OWNERSHIP, START 7/1/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, OUTDOOR RECREATIONAL HOSPITALITY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-24 |
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