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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-06
WI RA APPROVED 2009-10-05
  • TX RA
    APPROVED
    Since 2012-06-06
  • WI RA
    APPROVED
    Since 2009-10-05

Branch Locations

300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States

11039 N Towne Square Rd Ste 1, Mequon, WI 53092 • United States

Saukville, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Milwaukee WI 10/2009 03/2020
Ameriprise Financial Services, Inc. Brookfield WI 10/2009 03/2020
Ameriprise Financial Services, Llc Mequon WI 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Milwaukee, WI
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Brookfield, WI
  • 03/2020 → Present
    Mequon, WI
Previous Registrations
  • 2003-06-24 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Brookfield, WI
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-13
S63 Uniform Securities Agent State Law Examination 1994-01-13
  • S65 Uniform Investment Adviser Law Examination
    2007-07-13
  • S63 Uniform Securities Agent State Law Examination
    1994-01-13
Designations
Other Names
  • Gary Dunco

View on SEC IAPD

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