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Louis Daniel Fry

B. Riley Wealth Advisors, Inc.

Little Rock, AR

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Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-08-03
TX RA APPROVED 2017-08-03
  • AR RA
    APPROVED
    Since 2020-08-03
  • TX RA
    APPROVED
    Since 2017-08-03

Branch Locations

425 W Capitol Ave, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Austin TX 01/2010 07/2017
National Securities Corp Dallas TX 07/2017 07/2022
National Asset Management Dallas TX 08/2017 07/2022
B. Riley Wealth Management Little Rock AR 07/2022 Present
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 Present
  • 01/2010 → 07/2017
    Wfg
    Austin, TX
  • 07/2017 → 07/2022
    National Securities Corp
    Dallas, TX
  • 08/2017 → 07/2022
    National Asset Management
    Dallas, TX
  • 07/2022 → Present
    B. Riley Wealth Management
    Little Rock, AR
  • 07/2022 → Present
    B. Riley Wealth Advisors, Inc.
    Memphis, TN
Previous Registrations
  • 2010-02-10 → 2017-08-01
    Wfg Advisors, Lp
    Dallas, TX
  • 2004-04-22 → 2010-01-28
    Valic Financial Advisors, Inc.
    El Paso, TX
    Austin, TX
    Little Rock, AR
    Lubbock, TX
    Little Rock, AR
    Little Rock, AR
Other Businesses

(1) GADBERRY FINANCIAL GROUP, D/B/A , EVP BUSINESS DEVELOPMENT, LITTLE ROCK, AR, 40 HRS PER MONTH, INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-16
S63 Uniform Securities Agent State Law Examination 1999-04-08
  • S66 Uniform Combined State Law Examination
    2004-06-16
  • S63 Uniform Securities Agent State Law Examination
    1999-04-08
Other Names
  • Dan Fry
  • Danny Fry

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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