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Thomas Anthony Shankland

Harvest Investment Services, LLC

Oakbrook Terrace, IL

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Current Employers
Harvest Investment Services, Llc

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-11
IN RA APPROVED 2022-08-31
  • TX RA
    APPROVED_RES
    Since 2023-05-11
  • IN RA
    APPROVED
    Since 2022-08-31

Branch Locations

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Continental Western Life Ins. Co. West Des Moines IA 10/1981 Present
Shankland And Associates Joliet IL 10/1981 Present
Guarantee Security Life Ins. Co. Jacksonville FL 08/1983 Present
First Penn-Pacific Ins. Co. Oak Brook IL 12/1983 Present
American Investors Life Ins. Co. Topeka KS 12/1984 Present
National Heritage Life Ins. Co. Maitland FL 01/1987 Present
American Life And Casualty Ins. Co. Fargo ND 02/1987 Present
Tmg Life West Des Moines IA 09/1995 Present
Proequities, Inc. Naperville IL 07/1997 06/2017
Harvest Investment Services Shorewood IL 03/2014 Present
  • 10/1981 → Present
    Continental Western Life Ins. Co.
    West Des Moines, IA
  • 10/1981 → Present
    Shankland And Associates
    Joliet, IL
  • 08/1983 → Present
    Guarantee Security Life Ins. Co.
    Jacksonville, FL
  • 12/1983 → Present
    First Penn-Pacific Ins. Co.
    Oak Brook, IL
  • 12/1984 → Present
    American Investors Life Ins. Co.
    Topeka, KS
  • 01/1987 → Present
    National Heritage Life Ins. Co.
    Maitland, FL
  • 02/1987 → Present
    American Life And Casualty Ins. Co.
    Fargo, ND
  • 09/1995 → Present
    Tmg Life
    West Des Moines, IA
  • 07/1997 → 06/2017
    Proequities, Inc.
    Naperville, IL
  • 03/2014 → Present
    Harvest Investment Services
    Shorewood, IL
Previous Registrations
  • 1999-11-09 → 2017-07-06
    Concourse Financial Group Securities, Inc.
    Shorewood, IL
    Shorewood, IL
    Shorewood, IL
    Oakbrook Terrace, IL
Other Businesses

DBA AND INSURANCE: SHANKLAND FINANCIAL SERVICES; INVESTMENT RELATED; 622 VERSAILLES DR,VALPARAISO, IN 46383-6801; ESTATE AND FINANCIAL PLANNING FIRM; OWNER; CERTIFIED ESTATE PLANNER; CHARTERED FINANCIAL CONSULTANT; FINANCIAL PLANNING, FIXED INSURANCE SALES;STARTED 07/1997; 200 HRS/MO. THOMAS SHANKLAND; NOT INVESTMENT RELATED; 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; OWNER; PURCHASE, RENT AND SELL PROPERTIES FOR MY OWN BUSINESS AND INVESTMENT PURPOSES; START-04/2002; 20-30 HRS/MO. EQUITY INDEXED ANNUITIES WITH EQUITRUST, AMERUS, OM FINANCIAL, SAGICOR LIFE, MIDLAND NATIONAL, NORTH AMERICAN; NOT INVESTMENT RELATED; EST. 10-15 HRS/MO. SHANKLAND FINANCIAL SERVICES POSITION: OWNER NATURE: CONSULTING AND SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 20 START DATE: 10/01/1985 ADDRESS: 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; DESCRIPTION: MEET WITH CLIENTS AND PROSPECTIVE CLIENTS TO REVIEW FINANCIAL GOALS, PLAN, RECOMMEND AND IMPLEMENT TOOLS TO REACH THEIR FINANCIAL GOALS HARVEST INVESTMENT SERVICES POSITION: INVESTMENT ADVISOR NATURE: INVESTMENT ADVICE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 03/30/2014 ADDRESS: 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; DESCRIPTION: TO MEET WITH NEW AND PROSPECTIVE CLIENTS AND PROVIDE INVESTMENT ADVICE, RECOMMENDATIONS AND SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-01
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S65 Uniform Investment Adviser Law Examination
    1994-03-01
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25
Other Names
  • Tom Shankland

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