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1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-11 |
| IN | RA | APPROVED | 2022-08-31 |
Branch Locations
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Continental Western Life Ins. Co. | West Des Moines | IA | 10/1981 | Present |
| Shankland And Associates | Joliet | IL | 10/1981 | Present |
| Guarantee Security Life Ins. Co. | Jacksonville | FL | 08/1983 | Present |
| First Penn-Pacific Ins. Co. | Oak Brook | IL | 12/1983 | Present |
| American Investors Life Ins. Co. | Topeka | KS | 12/1984 | Present |
| National Heritage Life Ins. Co. | Maitland | FL | 01/1987 | Present |
| American Life And Casualty Ins. Co. | Fargo | ND | 02/1987 | Present |
| Tmg Life | West Des Moines | IA | 09/1995 | Present |
| Proequities, Inc. | Naperville | IL | 07/1997 | 06/2017 |
| Harvest Investment Services | Shorewood | IL | 03/2014 | Present |
DBA AND INSURANCE: SHANKLAND FINANCIAL SERVICES; INVESTMENT RELATED; 622 VERSAILLES DR,VALPARAISO, IN 46383-6801; ESTATE AND FINANCIAL PLANNING FIRM; OWNER; CERTIFIED ESTATE PLANNER; CHARTERED FINANCIAL CONSULTANT; FINANCIAL PLANNING, FIXED INSURANCE SALES;STARTED 07/1997; 200 HRS/MO. THOMAS SHANKLAND; NOT INVESTMENT RELATED; 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; OWNER; PURCHASE, RENT AND SELL PROPERTIES FOR MY OWN BUSINESS AND INVESTMENT PURPOSES; START-04/2002; 20-30 HRS/MO. EQUITY INDEXED ANNUITIES WITH EQUITRUST, AMERUS, OM FINANCIAL, SAGICOR LIFE, MIDLAND NATIONAL, NORTH AMERICAN; NOT INVESTMENT RELATED; EST. 10-15 HRS/MO. SHANKLAND FINANCIAL SERVICES POSITION: OWNER NATURE: CONSULTING AND SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 20 START DATE: 10/01/1985 ADDRESS: 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; DESCRIPTION: MEET WITH CLIENTS AND PROSPECTIVE CLIENTS TO REVIEW FINANCIAL GOALS, PLAN, RECOMMEND AND IMPLEMENT TOOLS TO REACH THEIR FINANCIAL GOALS HARVEST INVESTMENT SERVICES POSITION: INVESTMENT ADVISOR NATURE: INVESTMENT ADVICE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 03/30/2014 ADDRESS: 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; DESCRIPTION: TO MEET WITH NEW AND PROSPECTIVE CLIENTS AND PROVIDE INVESTMENT ADVICE, RECOMMENDATIONS AND SERVICES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-25 |
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