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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-23
TX RA APPROVED 2024-02-22
OK RA APPROVED 2024-01-19
  • FL RA
    APPROVED
    Since 2024-02-23
  • TX RA
    APPROVED
    Since 2024-02-22
  • OK RA
    APPROVED
    Since 2024-01-19

Branch Locations

5600 N May Avenue Suite 190, Oklahoma City, OK 73112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 07/2011 03/2021
St. Bernard Financial Services, Inc. Russellville AR 04/2021 12/2021
Woodbury Financial Services Inc Oklahoma City OK 01/2022 01/2024
Osaic Wealth, Inc. Lawton OK 01/2024 Present
  • 07/2011 → 03/2021
    Jackson National Life Distributors Llc
    Franklin, TN
  • 04/2021 → 12/2021
    St. Bernard Financial Services, Inc.
    Russellville, AR
  • 01/2022 → 01/2024
    Woodbury Financial Services Inc
    Oklahoma City, OK
  • 01/2024 → Present
    Lawton, OK
Previous Registrations
  • 2022-03-07 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oklahoma City, OK
    Lawton, OK
    Oklahoma City, OK
Other Businesses

1. CEDAR CREST RV PARK POSITION: Partner/Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2003 ADDRESS: 218 N. Redlands Rd., Stillwater OK 74074, United States DESCRIPTION: Grounds Keeping 2. MAX PROPERTIES, LLC POSITION: 50% Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/21/2003 ADDRESS: 220 N. Redlands Rd., Stillwater OK 74074, United States DESCRIPTION: This LLC was set up for rental property, we have sold he property and is now being used to cattle. 3. CEDAR & SPURS, LLC POSITION: 50% owner NATURE: Development and cabin home sites INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2012 ADDRESS: 220 N. Redlands Rd., Stillwater OK 74074, United States DESCRIPTION: None, my brother in-law handles the duties 4. INSURANCE POSITION: producer NATURE: use a 3rd party marketing firm (ECA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2022 ADDRESS: 5600 N May Ave, Suite 190, Oklahoma City OK 73112, United States DESCRIPTION: offer fixed insurance, life insurance, disability insurance, long term care, health insurance and fixed annuities. 5. ETERNAL WEALTH MANAGEMENT POSITION: Registered Representative & Insurance Agent NATURE: It is the DBA name for our securities and investment advisory business and insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/23/2023 ADDRESS: 5600 N May Ave, Oklahoma City OK 73112, United States DESCRIPTION: This is the DBA name for our business. I carry out my Woodbury financial services activities through this DBA as well as insurance business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-04
S63 Uniform Securities Agent State Law Examination 1988-05-26
  • S65 Uniform Investment Adviser Law Examination
    2022-03-04
  • S63 Uniform Securities Agent State Law Examination
    1988-05-26

View on SEC IAPD

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