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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-09-21
  • VA RA
    APPROVED
    Since 2016-09-21

Branch Locations

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Deltaville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Glen Allen VA 11/1987 Present
  • 11/1987 → Present
    Mml Investors Services, Inc.
    Glen Allen, VA
Other Businesses

NAME:JAMES I. FINNEY III, FINANCIAL GROUP OF VIRGINIA, VARIOUS CARRIERS. INV REL: Y. ADD: NATURE:LIFE, HEALTH. POSITION:AGENT. START DATE:01/01/1988. NO. HR/MO:15. NO. HR/MO DURING SEC TRADING:12.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-13
  • S63 Uniform Securities Agent State Law Examination
    1988-01-13
Designations
Other Names
  • Buddy Finney
  • James I Finney

View on SEC IAPD

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